Vitae for Timothy C. Hucks

Professional Experience

• Registered Investment Advisory Representative. Retirement, investment, estate & financial planning, liquid asset management. Independent Advisor, March, 1993-present.
• RIA Representative, Infinet, Inc. & Infinet Advisory, Inc., May, 1990-March, 1993.
• Registered Representative, Baron Financial, Inc., Individual benefits, business benefits & product sales. August, 1985-May, 1990.
• Registered Representative, John Hancock Companies, June, 1981-August, 1985.

Formal Education

• Certified Senior Advisor Designation, 2005.
• Certified Estate Planner Designation, 2002.
• Certified Financial Planner, College for Financial Planning, Denver 1985.
• Master of Education, University of North Carolina at Chapel Hill, 1978. Concentration in counseling.
• Bachelor of Arts, University of North Carolina at Chapel Hill, 1975. Concentration in psychology.

Licenses and Registrations

• NASD Series 6, 7, 22, 24, 63 & 65
• North Carolina Life, Accident & Health
• North Carolina Annuity and Long Term Care
• Registered Principal

Professional Activities

• Workshop and seminar facilitator (charitable giving and estate planning, tax-wise college funding, financial planning, executive compensation, asset allocation).
• Various national and regional sales forums and conferences.
• Carolinas District Board of Directors for Kiwanis International.
• Board Chair, association for the Advancement of Education, Inc.

References provided upon request.